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Supreme Court of India

THE STATE OF PUNJAB vs PRINCIPAL SECRETARY TO THE GOVERNOR OF PUNJAB on 28 February, 2023

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2023 INSC 181W.P.(C) No.-000302 - 2023Official PDFAuthor HON'BLE THE CHIEF JUSTICEBench Pamidighantam Sri NarasimhaAdvocates SHADAN FARASAT
REPORTABLE
IN THE SUPREME COURT OF INDIA
CIVIL ORIGINAL JURISDICTION
Writ Petition (Civil) No 302 of 2023
State of Punjab Petitioner
Versus
Principal Secretary to the Governor Respondents
of Punjab and Another
J U D G M E N T

Dr Dhananjaya Y Chandrachud, CJI

1 On 22 February 2023, the Council of Ministers of the Government of Punjab

recommended the summoning of the Budget Session of the Sixteenth Punjab

Vidhan Sabha on 3 March 2023 under Article 174(1) of the Constitution.

2 On 23 February 2023, the Governor of Punjab addressed a communication to the

Chief Minister of the State. The subject of the letter was:

“Cabinet decision on summoning of the house of the legislature of

the State on 3rd March 2023.”

3 The letter of the Governor refers to a prior exchange of correspondence between

the Governor and the Chief Minister; the Governor having addressed an earlier

communication of 13 February 2023 to which the Chief Minister had responded

through a letter dated 14 February 2023 and a ’tweet’ of the same date.

4 In his communication of 13 February 2023 to the Chief Minister, the Governor

highlighted his concern on certain specific issues, namely:

(i) The basis on which Principals were selected for being sent to Singapore for

training; and

(ii) The appointment of the Chairman of the Punjab Information and

Communication Technology Corporation Limited.

5 The Governor noted that while the Chief Minister had in his previous

correspondence underscored the mandate with which he has assumed the

office of Chief Minister, in terms of Article 167 of the Constitution, the Chief Minister

is bound to furnish full details and information sought by the Governor.

6 Besides the above two issues, the Governor sought a clarification on the following

matters:

“(a) About two lacs Scheduled Castes students were compelled

to discontinue their studies due to non disbursal of scholarship

by the Government. (letter No.Spl.Secy.Gov/2022/95 dated

21-07-2022).

(b) To remove the illegally appointed Vice Chancellor of PAU

vide letter No.5/1/2021-PRB-PAU-2G/6904 dated 23-11-22.

(c) Inspite of my detailed letter dated 14-12-2022 you chose to

ignore all misdeeds of Sh. Kuldeep Singh Chahal, IPS. You

have not only promoted him but also posted him as

Commissioner of Jalandhar and that too the orders being

issued just before 26th January, knowing very well that

Governor is to unfurl the national flag at Jalandhar. I had to

instruct the DGP that concerned officer should maintain

distance during ceremony. On this issue it seems that this

officer was your blue eyed boy and you chose to ignore facts

that were brought to your notice by this office.

(d) Vide letter dated 4-1-2023 I wrote about the presence of Sh.

Naval Aggarwal in meetings of senior officers, where sensitive

and confidential matters of security of the country are

discussed. I have not received any reply till date.

(e) My letters asking for details of advertisements where you were

asked for complete details, is also perhaps lying in cold

storage.”

7 Responding to the above communication, the Chief Minister (@ Bhagwant Mann)

issued a tweet in the following terms:

“Hon’ble Governor Sir, your letter was received through the

media..all the subjects mentioned in the letter are all state

subjects...I and my government are accountable to 3 crore

Punjabis according to the Constitution and not to any Governor

appointed by the Central Government. Consider this as my reply.”

8 This was followed by another communication of the Chief Minister dated 14

February 2023, in which he stated thus:

Dated:14.02.2023

Honorable Governor Sahib,

I have received your letter No.Spl.Secy.Gov/2023/34 dated 13th

February, 2023.

All the subjects mentioned in your letter are the subjects of the state

government. In this regard, I would like to clarify that according to

the Indian Constitution, I and my government are answerable to 3

crore Punjabis.

You have asked me, on what basis the principals are selected for

training in Singapore. The people of Punjab want to ask, on what

basis are the Governors in different states elected by the Central

Government in the absence of any specific qualification in the

Indian Constitution?

Please increase the knowledge of Punjabis by telling this.”

9 In the backdrop of the aforesaid communication by the Chief Minister and his

tweet, the Governor while responding to the request of the Cabinet for

summoning the Budget Session of the Vidhan Sabha from 3 March 2023 stated

that:

“ Since your tweet and letter, both are not only patently

unconstitutional but extremely derogatory also, therefore, I am

compelled to take legal advice on this issue. Only after getting

legal advice, I will take decision on your request”.

10 The inaction of the Governor in summoning the Assembly for the Budget Session

has led to the invocation of the jurisdiction of this Court under Article 32 of the

Constitution by the State of Punjab.

11 The Government of Punjab seeks (a) a declaration that the Governor of Punjab is

duty bound to act on the aid and advice of the Council of Ministers in matters of

summoning or proroguing of the Vidhan Sabha of the State of Punjab; (b) a writ

of certiorari quashing the communication of the Governor dated 23 February

2023 stating that a decision on the recommendation of the Council of Ministers

for summoning the Vidhan Sabha for its Budget Session would be taken only after

obtaining legal advice; and (c) a direction to the Principal Secretary to the

Governor of Punjab to facilitate the issuance of appropriate orders for summoning

the Legislative Assembly for its Budget Session at 10 am on 3 March 2023.

12 Since the date for the convening of the Budget Session is barely three days away,

the petition was mentioned for urgent orders, on which it was directed to be listed

at 3.50 pm today.

13 Dr Abhishek Manu Singhvi, senior counsel has appeared on behalf of the

petitioner. Mr Tushar Mehta, Solicitor General of India appears on behalf of the

first respondent. Mr Ajay Pal, counsel has appeared for the second respondent.

14 At the outset, the Solicitor General has placed on the record an order dated 28

February 2023 of the Governor of Punjab. For convenience of reference, the order

is extracted below:

“In exercise of the powers conferred upon me by virtue of

Clause(1) of Article 174 of the Constitution of India, I, Banwarilal

Purohit, Governor of Punjab, hereby summon the Sixteenth Vidhan

Sabha of the State of Punjab to meet for its Fourth (Budget) Session

at 10.00 am on Friday, the 3rd March 2023 in the Punjab Vidhan

Sabha Hall, Vidhan Bhavan, Chandigarh.”

15 In terms of the above order, the Governor of Punjab has summoned the Sixteenth

Vidhan Sabha of the State of Punjab to meet for its Fourth (Budget) Session at 10

am on 3 March 2023.

16 With the issuance of the above order by the Governor, the reliefs which have

been sought in the petition have been substantially fulfilled. However, before

disposing of the petition, there are certain facets which must be highlighted by

this Court in the exercise of its constitutional duty.

17 The institution of these proceedings has its genesis in the communications issued

by the Governor for the disclosure of information by the State government. Article

167 of the Constitution enunciates the duty of the Chief Minister to furnish

information to the Governor. The provision is in the following terms:

“167. Duties of Chief Minister as respects the furnishing of

information to Governor, etc– It shall be the duty of the Chief

Minister of each State–

(a) to communicate to the Governor of the State all decisions of

the Council of Ministers relating to the administration of the

affairs of the State and proposals for legislation;

(b) to furnish such information relating to the administration of the

affairs of the State and proposals for legislation as the

Governor may call for; and

(c) if the Governor so requires, to submit for the consideration of

the Council of Ministers any matter on which a decision has

been taken by a Minister but which has not been considered

by the Council.”

18 The Chief Minister has the duty to communicate to the Governor all decisions of

the Council of Ministers relating to the administration of the affairs of the State and

proposals for legislation. Going beyond the duty to communicate, the Chief

Minister has a duty to furnish such information relating to the administration of the

affairs of the State and proposals for legislation as the Governor may require.

Moreover, if the Governor so requires, the Chief Minister is duty bound to submit

for consideration to the Council of Ministers any matter on which the decision is

taken by a Minister which has not been considered by the Council of Ministers.

19 The power of the Governor to seek information under Article 167 must be read

holistically with reference to their duties as constitutional head under the

Constitution. The information that the Governor seeks under Article 167 would

enable them to effectively discharge their duties. To illustrate, the Governor has

the power to direct reconsideration of bills that are passed in the assembly. For

the Governor to make this decision, it is necessary that all the relevant information

that would aid them in making the said decision must be made available.

Similarly, the governor requires all relevant information to identify if a decision has

been taken by a Minister individually without the consideration of the council. The

Governor might be unable to discharge their duty under Article 167(c) if the Chief

Minister does not discharge their duty under Article 167(a) and Article 167 (b) by

providing the Governor with relevant information as requested. Thus, the Chief

Minister is required to discharge their duties under Article 167 to enable the

Governor to effectively discharge their duties stipulated in the Constitution. The

framers of the Constitution were prescient in incorporating the above provisions.

They ensure that while on the one hand the administration of the State is entrusted

to a democratically elected Chief Minister who heads the Council of Ministers,

which in turn, owes collective responsibility to the state legislature, the Governor

as a constitutional authority appointed by the President is entrusted with the duty

to ensure a just, fair, and honest administration. In this context, it is important to

refer to the speech of Dr. BR Ambedkar on Article 167 (draft Article 147) in the

Constitution Assembly:1

“A distinction has been made between the functions of the

Governor and the duties which the Governor has to perform. My

submission is that although the Governor has no functions still, even

the constitutional Governor, that he is, has certain duties to

perform. His duties, according to me, may be classified in two parts.

One is, that he has to retain the Ministry in office. Because the

Ministry is to hold office during his pleasure, he has to see whether

and when he should exercise his pleasure against the Ministry. The

second duty which the Governor has, and must have, is to advise

the Ministry, to warn the Ministry, to suggest to the Ministry an

alternative and to ask for a reconsideration. I do not think that

anybody in this House will question the fact that the Governor

should have this duty cast upon him; otherwise, he would be an

absolutely unnecessary functionary: no good at all: He is the

representative not of a party, he is representative of the people as

1 Dr BR Ambedkar in response to Biswanath Das, Constituent Assembly of India Debates (Proceedings)- Volume VIII (2 June 1949)

a whole of the State. It is in the name of the people that he carries

on the administration. He must see that the administration is carried

on a level which may be regarded as good, efficient, honest

administration. Therefore, having regard to these two duties which

the Governor has namely, to see that the administration is kept

pure, without corruption, impartial, and that the proposals

enunciated by the Ministry are not contrary to the wishes of the

people, and therefore to advise them, warn them and ask them to

reconsider-I ask the House, how is the Governor in a position to

carry out his duties unless he has before him certain information? I

submit that he cannot discharge the constitutional functions of a

Governor which I have just referred to unless he is in a position to

obtain the information.”

20 The power to summon, prorogue and dissolve the legislative assembly is enshrined

in Article 174 of the Constitution which is extracted below:

“174. Sessions of the State Legislature, prorogation and dissolution.–

(1) The Governor shall form time to time summon the House or each

House of the Legislature of the State to meet at such time and

place as he thinks fit, but six months shall not intervene between its

last sitting in one session and the date appointed for its first sitting in

the next session.

(2) The Governor may from time to time–

(a) prorogue the House or either House;

(b) dissolve the Legislative Assembly.”

21 The decision of a seven-Judge Constitution Bench in Shamsher Singh vs State of

Punjab2 has laid down that the Governor is a constitutional or formal Head of the

State and exercises powers and functions on the aid and advice of the Council

2 (1974) 2 SCC 831

of Ministers. The relevant extracts from the decision make the position of law clear:

“28. Under the Cabinet system of Government as embodied in our

Constitution the Governor is the constitutional or formal head of the

State and he exercises all his powers and functions conferred on

him by or under the Constitution on the aid and advice of his

Council of Ministers save in spheres where the Governor is required

by or under the Constitution to exercise his functions in his

discretion.

32. It is a fundamental principle of English Constitutional law that

Ministers must accept responsibility for every executive act. In

England the Sovereign never acts on his own responsibility. The

power of the Sovereign is conditioned by the practical rule that the

Crown must find advisers to bear responsibility for his action. Those

advisers must have the confidence of the House of Commons. This

rule of English Constitutional law is incorporated in our Constitution.

The Indian Constitution envisages a Parliamentary and responsible

form of Government at the Centre and in the States and not a

Presidential form of Government. The powers of the Governor as the

constitutional head are not different.

142. The extraordinary powers of legislation by ordinances,

dispensing with enquiries against public servants before dismissal,

declaration of emergency and imposition of President's rule by

proclamation upon States, are vast powers of profound

significance. Indeed, even the power of summoning and

proroguing and dissolving the House of the People and returning

Bills passed by the Parliament belongs to him. If only we expand

the ratio of Sardari Lal and Jayantilal to every function which the

various articles of the Constitution confer on the President or the

Governor, Parliamentary democracy will become a dope and

national elections a numerical exercise in expensive futility. We will

be compelled to hold that there are two parallel authorities

exercising powers of governance of the country, as in the dyarchy

days, except that Whitehall is substituted by Rashtrapati Bhavan

and Raj Bhavan. The Cabinet will shrink at Union and State levels in

political and administrative authority and, having solemn regard to

the gamut of his powers and responsibilities, the Head of State will

be reincarnation of Her Majesty's Secretary of State for India,

untroubled by even the British Parliament — a little taller in power

than the American President. Such a distortion, by interpretation, it

appears to us, would virtually amount to a subversion of the

structure, substance and vitality of our Republic, particularly when

we remember that Governors are but appointed functionaries and

the President himself is elected on a limited indirect basis. As we

have already indicated, the overwhelming catena of authorities of

this Court have established over the decades that the cabinet form

of Government and the Parliamentary system have been adopted

in India and the contrary concept must be rejected as incredibly

allergic to our political genius, constitutional creed and culture.”

(emphasis supplied)

22 This position was reiterated by a Constitution Bench in Nabam Rebia v. Dy.

Speaker, Arunachal Pradesh Legislative Assembly3. In view of the constitutional

provision and the judgments of this Court, there can be no manner of doubt that

the authority which is entrusted to the Governor to summon the House or each

House of the Legislature of the State is to be exercised on the aid and advice of

the Council of Minsters. This is not a constitutional arena in which the Governor is

entitled to exercise his own discretion. In the present case, the Governor was not

summoning the House for the first time following a general election, but was

advised by the Council of Ministers to convene the Budget Session, at the behest

of a government which has been duly elected in the general election. Plainly, the

Governor was duty bound to do so.

23 While responding to the request by the Council of Ministers for summoning the

House, the communication of the Governor dated 23 February 2023 referred to

the Cabinet decision. However, the Governor also referred to the tweet of the

3 (2016) 8 SCC 1

Chief Minister and to his letter dated 14 February 2023 and then proceeded to

state that since both the tweet and the letter were “patently unconstitutional”

and “extremely derogatory”, he was compelled to take legal advice “on this

issue” and that he would decide on the request thereafter. There was no occasion

to seek legal advice on whether or not the Budget Session of the Legislative

Assembly should be convened. The Governor was plainly bound by the advice

tendered to him by the Council of Ministers.

24 Having said this, it would also be necessary to underscore that both the Chief

Minister and the Governor are constitutional functionaries who have specified

roles and obligations earmarked by the Constitution. The Governor has a right to

seek information from the Chief Minister in terms of Article 167(b) on matters

relating to the administration of the affairs of the State and proposals for

legislation. Once such information is sought, the Chief Minister is duty bound to

furnish it. The tone and tenor of the tweet and the letter by the Chief Minister leave

much to be desired. Not furnishing the information which was sought by the

Governor would be plainly in dereliction of the constitutional duty which is

imposed on the Chief Minister in terms of Article 167(b). Yet on the other hand,

the dereliction of the Chief Minister to do so would not furnish a justification for the

Governor not to comply with the constitutional obligation to summon the House

for its Budget Session in terms of the advice which was tendered by the Council

of Ministers. It was after the institution of the petition under Article 32 that the

Assembly was summoned.

25 The genesis of the controversy has required the intervention of this Court at two

distinct levels: first, to ensure that the constitutional duty of the Governor to act on

the aid and advice of the Council of Ministers to summon the Legislative Assembly

is fulfilled without delay or demur; and second, to ensure that the obligation of

the Chief Minister to furnish information to the Governor in terms of Article 167(b)

of the Constitution is fulfilled. There are two equally important aspects for the

functioning of a parliamentary democracy. First, the failure of a constitutional

authority to fulfill its obligation under a distinct provision of the Constitution does

not furnish a justification to another to decline to fulfill its own constitutional

obligation. Second, while this Court is cognizant of the importance of free speech

and expression and the fundamental value embodied in Article 19(1)(a), it

becomes necessary to emphasize that constitutional discourse has to be

conducted with a sense of decorum and mature statesmanship.

26 Political differences in a democratic polity have to be worked upon and sorted

out with a sense of sobriety and maturity. The dialogue between constitutional

functionaries cannot degenerate into a race to the bottom. Unless these

principles were to be borne in mind, the realization of constitutional values may

be placed in jeopardy. Such a situation emerged before this Court, leading to the

institution of a petition under Article 32 of the Constitution for a direction to the

Governor to summon the Legislative Assembly. It is inconceivable that the Budget

Session of the Legislative Assembly would not be convened. We can only hope

that mature constitutional statesmanship will ensure that such instances do not

occur in the future as much as we reiterate our expectation that constitutional

functionaries must be cognizant of the public trust in the offices which they

occupy. The public trust which is entrusted to them is intended to sub-serve the

cause of our citizens and to ensure that the affairs of the nation are conducted

with a sense of equanimity so as to accomplish the objects of the Preamble to the

Constitution.

27 With these observations, the Petition shall stand disposed of.

28 Pending applications, if any, stand disposed of.

[Dr Dhananjaya Y Chandrachud]

[Pamidighantam Sri Narasimha] New Delhi; February 28, 2023 CKB